Chief Investment Officer’s Letter
STEWART ASSET MANAGEMENT
A Spouting Rock Asset Management Company
Important Notices and Disclosures:
Stewart Asset Management (“SAM”) is an Investment Adviser registered with the Securities and Exchange Commission (“SEC”). Registration with the SEC does not imply any level of skill or training. Additional information about us is available on the SEC’s website at www.adviserinfo.sec.gov. There, you can find our current disclosure brochure, Form ADV Part 2. This disclosure brochure, or a summary of material changes to the brochure, is also provided to our clients on an annual basis. Information presented by SAM is for educational purposes only and does not comprise an offer or solicitation for the sale of purchase of any specific securities, investments or investment strategies. Investments involve risk and are not guaranteed. Be sure to first consult with a qualified financial adviser and/or tax professional before implementing any strategy discussed herein.
We cannot accept email requests to authorize, direct or affect the purchase or sale of any security, wire transfer, or to affect any other transactions. Such requests, orders or other instructions, if sent by email, must be confirmed verbally. It is important that you do not forward full account numbers, tax identification numbers, Social Security Numbers or other sensitive or confidential personal information by email unless it is password protected.
Please contact us at (212) 759-7551 if there is any change in your financial situation, needs, goals or objectives, or if you wish to initiate any restrictions on the management of your account or to modify existing restrictions. Additionally, we recommend you compare your account reports from SAM with the account statements from your Custodian. Please notify us if you do not receive statements from your Custodian on at least a quarterly basis.
The information contained in this message is confidential, is intended only for the recipient named above, and may be privileged and protected from disclosure. If the reader of this message is not the intended recipient or is not authorized to receive it for the intended recipient, you are hereby notified that any dissemination, distribution or copying of this communication is strictly prohibited. If you have received this message in error, please delete it from your computer system immediately.